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From: 72400.1712@compuserve.com (Writers Alert)
Newsgroups: alt.journalism,alt.motherjones,misc.writing,rec.arts.books,rec.arts.prose,alt.zines,comp.publish.prepress,comp.publish.cdrom.software,comp.publish.cdrom.multimedia,alt.books.technical,biz.books.technical
Subject: Copyright Reform Protects Unpublished Work
Date: Mon, 01 Aug 1994 15:30:45 -0400
Reply-To: 72400.1712@compuserve.com (Executive Director)
Organization: National Writers Union (AFL/CIO)
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SUPPORT THE COPYRIGHT REFORM ACT!
by Maria Pallante
Executive Director, National Writers Union
 
 An amended version of the Copyright Reform Act passed the U.S.
House of Representatives on November 22, 1993 and, if all goes well for
authors, it will pass the U.S. Senate sometime soon, possibly as part of
GATT.  Of special importance to writers is the proposed repeal of section
412 of the Copyright Act.  The section currently prohibits the collection
of attorneys fees or statutory damages in successful infringement cases
unless the copyright has been registered prior to the time infringement
occurs. 
 
 
SECTION 412 PENALIZES AUTHORS UNFAIRLY
 
 Section 412 has clearly proved a burden to the creative community. 
Section 412 disenfranchises thousands of artists by denying them the two
indispensable remedies -- attorneys fees and statutory damages -- which
alone permit them to enforce the rights granted them under the Copyright
Act.  Many poets, journalists, biographers, scholars, historians,
novelists and other authors who are not published by conglomerate
publishing houses either know nothing of the prior registration required
by 412, or simply cannot afford to register each of several poems,
articles or short stories that they create in a given year.  It has become
clear that section 412 penalizes the very class of people U.S. copyright
law is intended to protect -- the authors and artists -- by acting as a
bar to bringing suit, and leaves many authors in the frustrating position
of having a right but no meaningful remedy.  Because of the stringency of
section 412, even the most blatant infringers are able to shield
themselves from liability because they understand that small authors will
be unable to enforce their rights.  Thus when an attorney writes a letter
on behalf of an aggrieved author who has not yet registered, the infringer
may ignore the inquiry, knowing that, practically, the author will not be
able to litigate. 
 
 There are few authors who are not penalized by section 412. 
Authors who publish in magazines, newspapers, and small presses, a group
of authors whose work overwhelmingly contributes to the culture of this
country, often find themselves cut off from legal redress forever if their
works are infringed.  Unpublished authors, or authors whose careers are
not well established, are especially vulnerable because they are least
likely to be able to afford an attorney or show actual damages.  Authors
and artists who do not know about the benefits of registration are
effectively punished for that lack of knowledge. 
 
 
REPEAL OF SECTION 412 WILL NOT AFFECT LEGITIMATE FAIR USE
 
 A few historians and biographers have been misled into thinking
that section 412 is somehow necessary to protect application of the fair
use doctrine.  That belief is erroneous.  The amorphous doctrine of fair
use, a statute-specific doctrine that allows authors to use others' works
without permission, has its basis in section 107 of the Copyright Act and
should be addressed through efforts to improve application of section 107. 
Indeed, section 107 was amended by legislation just last year and no doubt
will continue to evolve as is warranted by technology and practice. 
 
 Section 412 neither protects nor prevents legitimate 
fair use.  First, authors and their publishers have to honestly apply 
the fair use doctrine when a borrowed work has been registered.  
There is no less reason for them to be as scrupulous when an author 
has not yet registered her copyright claim.  Any argument that fair 
use is at risk is an implicit acknowledgment that some authors and 
publishers feel more free to exceed fair use when borrowing from 
unregistered works because the denial of attorneys fees and 
statutory damages insulates them from liability for copyright 
infringement as a practical matter.  
 
 Clearly, copyright protection extends to all works, whether
published or unpublished, commercially valuable or commercially valueless. 
The Supreme Court has agreed that authors may have legitimate reasons for
keeping unpublished works private.  Unpublished works are often
works-in-progress, works not ready for others to read or utilize.  Often
authors show unpublished works only to a small number of people, perhaps
only to a literary agent or to an editor at one or two publishing houses. 
Most published authors whom I know have many unpublished works lying in
wait or floating around the industry.  Invariably these works are
unregistered.  The fact that authors do not register their works does not
mean that their works are not valuable to them, or that others should be
free to appropriate them without fear of a lawsuit. 
 
 The Copyright Reform Act does, however, recognize that authors may
occasionally be innocent infringers.  Importantly, it would allow courts
not only to reduce but to completely eliminate awards of statutory damages
in cases where an accused author did not purposely infringe another's
work.  This is not presently the case. 
 
 
REPEAL OF 412 WILL NOT LEAD TO FRIVOLOUS CLAIMS
 
 Despite the cries of some corporate litgators, repeal of 412 will
not trigger a flood of frivolous infringement claims.  Plaintiff-authors
and their attorneys are faced with the formidable obstacle that if their
case is lost, they cannot recover statutory damages and attorneys fees. 
More importantly, courts have the power to compel a plaintiff-author to
pay attorneys fees to victorious defendants, especially after the Supreme
Court's recent decision in Fogarty v.Fantasy, Inc.  If this prospect is
not a sufficient deterrent, professional rules of conduct --- specifically
Rule 11 --- exist which forbid attorneys from representing frivolous
claims.  All of these constraints necessarily must shape decisions about
settlements as well as litigation. 
 
AVAILABILITY OF ATTORNEYS FEES AND STATUTORY DAMAGES 
ARE  ESSENTIAL
 
 In addition to being necessary to the rights of authors, the 
remedies of attorneys fees and statutory damages are common under 
American law.  Both remedies were available under the 1909 
Copyright Act regardless of whether registration was made prior to 
the infringement.  When in 1976 section 412 made these remedies 
dependent upon prior registration, it unwittingly was at the expense 
of the creative community of this country.
 
 For authors of limited income, the availability of attorneys fees 
is essential to their being able to retain counsel.  Without this 
prospect, few attorneys will agree to represent an infringement 
claim, no matter how egregious, and will require a retainer sum up 
front.  Most New York attorneys require a retainer sum that is more 
than many authors earn from royalties in an entire year.  Statutory 
damages (an amount of up to $100,000 discretionary with the Judge) 
are essential to authors because it is extremely difficult to prove 
actual loss in cases of infringement.  The value of unpublished works 
is not easily ascertainable because such works by their definition 
have not yet been sold commercially.  Works with limited circulation, 
a category that are easy targets for infringement, cannot be valuated 
fairly unless their authors have proven sales histories from which to 
draw comparisons.  Statutory damages often supply the only hope 
for recovery, thereby allowing authors a means to protect their 
intellectual property.  
 
 The Supreme Court has made it clear that statutory damages under
the Copyright Act are neither punitive nor extraordinary but, on the
contrary, are intended to provide modest recompense to authors who would
not otherwise be able to protect themselves.  In this regard, it is
critical to note that very few infringement claims are brought against
individual authors.  Indeed, statutory damages and attorneys fees
invariably are sought in cases where a composer or music publisher
concedes infringing another's copyright by performing a work without
permission.  The preponderance of infringement suits brought each year
involve composers or music publishers who are suing radio or television
stations for unauthorized performance of their songs.  Similarly, in the
case of literary works, the primary purpose of statutory damages and
attorneys fees is to protect authors against the wrongful reproduction of
articles, essays, novels and poetry in anthologies, magazines and other
publications. 
 
COPYRIGHT REFORM ACT PROVIDES FOR CRITICAL IMPROVEMENTS 
TO PERMISSIONS INFO AND THE LIBRARY OF CONGRESS
 
 Section 412 was implemented in the 1976 Copyright Act for 
the purpose of inducing copyright holders to deposit their works 
with the Library of Congress.  Thus, the only legitimate litmus test 
for whether it remains should be whether the proposed substitutes 
can equal that task.  As ACCORD co-chair and esteemed Librarian 
Robert Wedgeworth said in his testimony before the Senate 
Subcommittee, the Copyright Reform Act has presented us with a 
long overdue opportunity to evaluate and improve the entire library 
system.  This is quite important, as authors are not only copyright 
oweners but faithful users of the Library and its satellites.
 
In fact, improvements to both the Library and the copyright registration
process are dependant upon passage of the Copyright Reform Act. For
instance, the Act would enhance the power of the library to demand deposit
of works it deems important to the collection.  It would allow the Library
to establish and maintain public records of the receipts of works
deposited under this section and, after October 1, 1995, would make this
significant database available to the public through one or more
electronic international information networks. 
 
 
 To make the registration process easier, the Register would 
establish classes of works for which registration could be made by 
submitting a description of the work only, or through agreeing to 
deposit at a later time.  To remove financial burdens, the Register 
would allow a single registration and deposit for all works published 
as contributions to a collective work, including periodicals published 
within a five year period.
 
 The registration form currently required by the U.S. Copyright
Office would be expanded to include permissions information, including
names, addresses and telephone numbers of those authorized to clear
rights, which may be registered at the option of the applicant.  In cases
where the work is unpublished and the claimant is the author, a new
short-form application could be filed.  (*The National Writers Union has
been asked to assist the Copyright Office with development of a new
author-friendly EZ Registration Form and is in the process of testing it
on some members.)  None of these improvements will be possible without 
the funding and timelines that are written into the Copyright Reform Act.
 
 In short, the Copyright Reform Act is critical legislation for 
authors everywhere.  Its passage would preserve the integrity of 
copyright law and bring the Library of Congress into the 21st 
century.  Let your senator know today.
 
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MEET THE NATIONAL WRITERS UNION
 
 The NATIONAL WRITERS UNION is the innovative labor union 
comprised of journalists, book authors, cartoonists, poets, technical
writers, and others. Only 10 years old, it has 4,000 members and 
thirteen locals across throughout the country.  All members have 
access to free contract advice, grievance handling, group health 
insurance and resource materials, including a Guide to Book 
Contracts, a Prefered Literary Agent Agreement, A Statement of 
Principles on Electronic Books, a Standard Journalism Contract, a 
Working Paper on Electronic Publishing, and more.  Locals offer 
frequent workshops and seminars.  A Supporters Circle is open to 
agents, attorneys and other interested parties.
 
 For more information about the NWU, use the information form 
that follows, or call (212) 254-0279.
 
 
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Please snail mail to me (indicate one):
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MEMBERSHIP INFORMATION PACKET 
(For published or unpublished writers)
 
 
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